Capital Currents: Finance, Tech & The New Economy

A recent settlement between the OSC and Jessica Tam highlights the regulator's focus on individual accountability and the importance of ethical conduct within the financial services industry. Details emerge of the case and its implications.

The Ontario Securities Commission issued an order against Maurice Aziz, alleging fraudulent activity. Capital Currents unpacks the case, the implications for market integrity, and the evolving landscape of securities regulation.

A major restructuring is underway at Richards Packaging as the income fund seeks to convert to a corporation. The move unlocks capital for expansion, but what does it mean for investors and the broader packaging/medical supply landscape?

A luxury hotel group and its executives face penalties after an OSC tribunal uncovered evidence of fraud and mismanagement. The case highlights growing regulatory scrutiny of the hospitality sector and the importance of investor protection.

The Ontario Securities Commission has scheduled a case management hearing involving Nayeem Alli. With details scarce, the case highlights ongoing scrutiny of market participants and the OSC’s push for greater transparency.

A disciplinary hearing for a former TD advisor raises questions about fund misappropriation, investor protection, and the effectiveness of Canada’s self-regulatory bodies. Is enough being done to police the financial industry?

A case before the Ontario Securities Commission involving Benjamin Ward highlights a growing regulatory focus on misleading claims in the volatile crypto asset space. Is this the first wave of enforcement action?

The Canadian Public Accountability Board’s new CEO, a seasoned regulator from the OSC, signals a potential shift in audit enforcement and a renewed focus on emerging risks like digital assets and ESG reporting.

Criminal charges laid against a Calgary resident accused of defrauding investors through a foreign exchange scheme. The case highlights growing concerns about unregulated forex trading and investor vulnerability.

Ontario's financial regulator is expanding its Consumer Advisory Panel. But is this a genuine push for inclusive regulation, or simply a compliance exercise? Capital Currents investigates.

Montréal will host crucial talks on AI ethics, digital taxation and securing supply chains as Canada aims to position itself as a global leader in the new economy.

The Ontario Securities Commission has scheduled a case management hearing involving Emerge Canada Inc. and several individuals. Details remain scarce, raising questions about potential regulatory breaches and the company's future.

Canada’s ETF market faces potential shake-up as the industry pushes back against proposed regulations, arguing they could stifle innovation and raise costs for investors. A deeper look at the debate.

An OSC settlement reveals an insider trading scheme at Score Media & Gaming. We unpack the details, explore corporate governance failures, and assess the broader implications for Canada's capital markets.

New research reveals a growing trust gap for traditional ‘PR’ while AI adoption surges, forcing the industry to redefine its role and embrace ethical governance.

Updated guidelines from Canada’s Competition Bureau promise stricter oversight of mergers, digital markets, and business collaborations, impacting businesses and consumers alike. What does this mean for the Canadian economy?

Ontario’s financial regulator is sending a clear message to insurance brokers: even small incentives that skirt the rules will face scrutiny. A recent enforcement action highlights a growing focus on consumer protection.