Financial Regulation

A new SEC-registered digital security, YLDS, is now held by a federally chartered bank, signaling a major shift for institutional investment on the blockchain.

Trading Technologies unveils its AI-powered Market Replay, moving beyond derivatives to offer holistic, multi-asset compliance and redefine regulatory enforcement.

WNSTN's partnership with Google Cloud is more than a new listing; it's a strategic move to solve the AI compliance puzzle for financial institutions.

A delayed report signals a deeper rot. Nidec's collision of financial, quality, and customs scandals tests the very foundation of corporate integrity.

A massive $255M penalty and a class-action lawsuit reveal the high-stakes risks for Futu Holdings, a cautionary tale of cross-border fintech compliance.

Futu Holdings faces a $271M penalty and a class-action lawsuit. We dissect the operational missteps and the broader risks for cross-border fintech.

As StablecoinX debuts on Nasdaq, it sells a vision of regulated access to the booming stablecoin market. But is it a bridge to the future or a bet on a volatile ecosystem?

Passing a stress test is expected. For Amex, maintaining the minimum capital buffer signals deep confidence in its premium model and a green light for shareholder returns.

Kyndryl’s ambition in AI and cloud is overshadowed by allegations of financial manipulation. A deep dive into how a crisis in governance can derail strategy.

As crypto markets fragment, WhiteBIT's new 'Crypto Bundles' offer simplified, index-style investing. But do these thematic baskets truly tame risk?

A securities fraud lawsuit against battery tech firm SES AI alleges a house of cards built on overstated deals, questioning the line between growth and deception.

Healthcare tech firm Phreesia faces a securities fraud lawsuit alleging it misled investors on growth, casting doubt on its Network Solutions segment.

After years of building infrastructure, Relief is tackling America's multi-trillion-dollar debt crisis with a platform designed to restore dignity and control.

As community banks face immense pressure, Performance Trust's hire of a top regulatory insider underscores a new era of strategic advisory. Here's why it matters.

The firm's new API lets mainstream brokers offer crypto staking, turning a niche activity into a key tool for revenue and client retention.

A landmark collaboration is cutting compliance workloads by 77%, proving that AI can be both innovative and auditable in the world's most regulated industries.

New research reveals Canadian investors prioritize fair treatment and oversight above all, a direct challenge to a regulatory agenda focused on product innovation.

MEXC and Ondo offer 24/7 access to US stocks via tokenization, but a closer look reveals a promising technology built on a foundation of regulatory quicksand.

With capital ratios that dwarf its peers, Charles Schwab's latest Fed stress test results signal more than just compliance—they reveal a strategic bulwark.

Just months after a celebrated IPO, fintech firm PicS N.V. faces a securities fraud lawsuit, with its stock halved and investors seeking answers.