Financial Regulation

Strong glaucoma sales and disciplined spending helped Iridex narrow its quarterly loss, signaling resilience despite retina segment woes and global headwinds.

Sponsor of Truth Social Funds drops '33 Act plans, embracing the '40 Act to build more innovative, rules-based products for its investor base.

A watchdog group's call for disclosure around foreign gifts to elite universities spotlights a high-stakes debate over money, influence, and public trust.

A new report reveals 90% of employees use general AI for benefits, but inaccuracies lead to steep costs, creating a liability crisis for employers.

UK fintech AriseAlpha launches AI trading bots for global markets, promising institutional power for retail investors with no coding required.

A new partnership gives asset managers a real-time, AI-powered edge, combining a spreadsheet-like interface with powerful, governed analytics on live data.

A new partnership embeds advanced cybersecurity directly into electric meters, creating a new line of defense against attacks on the nation's power grid.

New Jersey's leading coastal insurer hires a top executive to pivot into the commercial market, signaling a major strategic shift for the company.

As compliance demands intensify, Charles IT hires Jessica Golle as CRO to scale its services for regulated industries across the Northeast and Mid-Atlantic.

The fintech firm is bringing unprecedented transparency to Letters of Credit, a move set to transform risk management in the $9 trillion loan market.

The newly rebranded DKG TranXact aims to replace spreadsheets and emails with a modern platform for institutional trading operations. Here's their plan.

Alchemy Pay's new blockchain seeks to unite EU and Hong Kong rules, promising to slash costs for African cross-border trade with a compliant stablecoin.

Backed by Temasek's Liminal, Swiss startup motif says its new AI, Clarity, will end financial hallucinations by truly understanding market connections.

New report reveals how manual database changes expose financial firms to regulatory fines and AI-driven attacks, creating a critical operational risk.

AI neobank Bloxley partners with BaaS provider Crassula to scale in Europe, but can its tech stand out in a crowded market with ambitious global goals?

Out of 48,000 vulnerabilities, only 58 were critical supply chain threats. A new report reveals how AI is changing the game for cyber risk.

As FINRA scraps the Pattern Day Trader rule, PropShop's move into equities with Sterling's real-time risk platform signals a new era for prop firms.

As QDRO Acquisition Corp. unbundles its shares and warrants, the SPAC signals its readiness to find a disruptive technology firm for its $200M war chest.

The blank-check firm's successful debut signals renewed, selective investor appetite for SPACs with a sharp focus on high-growth Israeli technology.

National RIA Holistic Planning opens its first Colorado office, spotlighting a move towards integrated tax services and a tech-forward, fiduciary model.