StarCompliance

https://www.starcompliance.com/

StarCompliance is a global RegTech company specializing in employee compliance software for enterprise firms. Established in 1999, its core mission is to simplify compliance and act as a "Reputation Guardian" for its clients. The company maintains dual headquarters in Rockville, Maryland, for North America, and York, United Kingdom, for EMEA and the rest of the world.

The company offers a comprehensive SaaS platform, StarCompliance Enterprise, which provides solutions for both employee and firm compliance. Key offerings include personal account dealing, crypto dealing, private investments, gifts & hospitality, outside business activities, political donations & activities, firm trade surveillance, broker-dealer registration, sales compliance review, individual accountability, incident & policy management, MNPI & enterprise conflicts, and training & competency. While primarily serving the financial services industry, StarCompliance also caters to sectors such as healthcare, energy, technology, defense, and aerospace. The platform supports over 500 clients and millions of users across more than 110 countries.

Jennifer Sun serves as the Chief Executive Officer, leading the company's strategic direction. StarCompliance was acquired by Marlin Equity Partners in December 2020, with Luminate Capital Partners retaining a minority stake. Recent developments include the unveiling of new product innovations in April 2026, focusing on AI in compliance, enhanced broker-dealer registration, expense tracking, political donations, and embedded analytics. In 2025, the company launched a reimagined Outside Business Activities Compliance Software and a Sales Compliance Review solution in the UK.

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CID: 1380